Warren A. Peña, CLTC®

Financial Advisor


In order to help lead you towards financial security, it is important that we develop a comfortable relationship with one another. From there, I can begin to guide you in the right direction towards financial security.

For fourteen years I have helped multiple families reach their financial goals. I provide individuals with the right assistance and resources to maneuver through the market and the complexities of life insurance, disability insurance, and retirement planning. In addition, I am now certified in Long-Term care. The Certification for Long-Term Care educates professionals in the fields of insurance and financial services about the potential emotional, physical and financial consequences a need for care could have on their client and those they love. CLTC education provides professionals with the skill set to discuss these consequences, offer a plan to mitigate them, and when appropriate, recommend long-term care insurance as a funding source for that plan

As a former College Unit Director, I helped build an internship program from scratch. In addition, as a Recruiting Field Director, I helped attract and retain full-time Financial Representatives for Northwestern Mutual.

Today, as a financial advisor, my team and I focus on providing expert guidance towards innovative financial solutions for our clients' everyday needs.

Years of Experience

Representing Northwestern Mutual since 2003.


Degree Major Institution
Certificate Financial Planning Fairfield University '09
Bachelor of Science Criminal Justice- Legal Studies Northeastern University '02
Associates Degree Business Administration Norwalk Community College '00

To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck